MIT Center for Theoretical Physics – a Leinweber Institute

Today, the observable cosmos exhibits a remarkable degree of isotropy and plausibly began in a nearly isotropic initial state. The properties of the Lorentzian Chern-Simons-Kodama (CSK) functional can provide an understanding of this initial state. In gravity with a positive cosmological constant, the Chern-Simons-Kodama (CSK) wavefunctional is an exact, chiral solution of the quantum gravitational constraints. We suggest that the normalizability and other issues with this functional, if interpreted as a proper state of quantum gravity, instead suggest an embedding into a larger quantum gravitational completion, and recast the CSK functional as a gravitational sphaleron with observationally desirable properties. By perturbing around the dominant de Sitter saddle of the wavefunctional with appropriate quantum gravitational boundary conditions, we find that for a closed universe the system is dynamically driven to spatial isotropy, while all anisotropic modes acquire positive quadratic curvature and are Gaussian-suppressed. The decay of this sphaleron therefore proceeds along an isotropic channel, providing an intrinsic quantum-gravitational mechanism for dynamical isotropization. This isotropization effect is robust under the inclusion of a slow-roll inflaton, and no analogous isotropic sphaleron exists for spatially flat or hyperbolic geometries. Taken together, these results recast the Lorentzian CSK functional as a chiral sphaleron that naturally prepares an approximately isotropic de Sitter background for inflation. Beyond this phenomenological study, we further suggest that the CSK functional can be understood as a boundary functional for a class of anomaly-free objects, including a complexified generalization of the Hartle-Hawking state.

In his 1976 paper “More about the massive Schwinger model”, Coleman introduced $1+1$-dimensional Quantum Electrodynamics coupled to two charged massive fermions. By applying Abelian bosonization, he elucidated much of the physics of this two-flavor Schwinger model, but he listed three puzzles at the end of his paper. We present new analytical and numerical calculations to solve Coleman’s three puzzles and thereby deepen our understanding of this model. These puzzles pertain to the theory with equal fermion masses at $θ= 0$ and at $θ= π$, as well as the size of isospin-breaking effects when the fermion masses are unequal. For the puzzle at $θ= π$, the solution is related to the structure of the zero-temperature phase diagram arXiv:2305.04437: for equal fermion masses $m$, the model exhibits spontaneous breaking of charge conjugation symmetry and absence of confinement for any value of the gauge coupling $g$, so that there is a smooth interpolation from weak to strong coupling. Using two-loop Renormalization Group and integrability methods, we show that the mass gap behaves as $\sim m e^{-0.111 g^2/m^2}$ in the strong coupling regime $m\ll g$. Our numerical results using the lattice Hamiltonian are in good agreement with this behavior. For the puzzle at $θ= 0$, the solution is related to a level crossing between two isosinglet particles with different discrete quantum numbers; we demonstrate the necessity of such a crossing by comparing integrability and weak coupling calculations, and we also exhibit the crossing numerically. Finally, we provide a new estimate for the size of isospin-breaking effects caused by different fermion masses at strong coupling.

Recent developments have shown that some semiclassical spacetimes cannot emerge from a traditional application of the rules of holography, prompting proposals for restoring their emergence with “observer rules”. In this paper, we propose a general semiclassical diagnostic of such failures of emergence, and of the extent to which observer rules can fix them. Our diagnostic is the presence of certain “evanescent” quantum extremal surfaces, which are distinguished by an upper bound on their area rather than their generalized entropy. In particular, the generalized entropy of an evanescent QES may be large: even though its area term must be small, its bulk entanglement term is unconstrained. This feature is explained by an operational distinction between classical and quantum connectivity in semiclassical gravity, or equivalently between the two summands of the generalized entropy.

We prove a singularity theorem in semiclassical gravity without assuming global hyperbolicity or the null energy/curvature condition; the former is replaced by the weaker causality conditions of stable causality and past reflectivity, and the latter is replaced as is standard by the Generalized Second Law. This establishes in particular that the standard models of evaporating black holes are singular – i.e. they are null geodesically incomplete.